Chief Compliance Officer Job at Alexander Chapman, Greenwich, CT

bE9pM0pmNnZsS2RQTUFyZkZvcWk4L2xzd0E9PQ==
  • Alexander Chapman
  • Greenwich, CT

Job Description

Connecticut based private equity firm is looking for a Chief Compliance Officer to oversee their compliance program. Ideal candidate holds a juris doctor and has held previous leadership positions at alternative asset management firms. Oversee timely and accurate regulatory filings, including Form ADV and Form PF, in compliance with the Investment Advisers Act of 1940 and other applicable regulations. Review and approve all marketing materials to ensure they are accurate, not misleading, and fully compliant with SEC and other regulatory requirements. Maintain, implement, and enforce the firm’s Code of Ethics, promoting a culture of compliance and ensuring adherence to legal and ethical standards across the organization. Required: Juris Doctor (Candidates without a JD may be considered for a Deputy CCO position instead). Work Module: 4 days on-site.

Job Tags

Similar Jobs

Papa John's International

Delivery Driver (PT) Job at Papa John's International

 ...and achieves results; overcomes obstacles. + Customer Focused: Commits to meeting the needs and expectations of the organization's internal and external customers; builds and maintains a customer base; delivers a high level of customer service; searches continually for... 

Vitae Health Systems

Licensed Marriage and Family Therapist (LMFT) Job at Vitae Health Systems

 ...Licensed Marriage And Family Therapist (LMFT) - Psychotherapy Role Join Our Team Founded in 2017, Vitae Health Systems is one of the largest providers of behavioral health, internal medicine and podiatry services to the residents of Skilled Nursing and Assisted... 

Magnet Medical

Travel Ultrasound Technologist - $1,870 per week Job at Magnet Medical

 ...Magnet Medical is seeking a travel Ultrasound Technologist for a travel job in Vicksburg, Mississippi. Job Description & Requirements ~ Specialty: Ultrasound Technologist ~ Discipline: Allied Health Professional ~ Duration: 13 weeks ~40 hours per week ~... 

GetMed Staffing, Inc.

Travel MRI/CT Technologist - $3,055 per week Job at GetMed Staffing, Inc.

 ...GetMed Staffing, Inc. is seeking a travel MRI Technologist for a travel job in Homer, Alaska. Job Description & Requirements ~ Specialty: MRI Technologist ~ Discipline: Allied Health Professional ~ Start Date: 07/28/2025~ Duration: 13 weeks ~40 hours per... 

ScionHealth

Registered Nurse (RN), PRN, ICU, 7p-7a Job at ScionHealth

 ...What makes Vaughn Regional Medical Center a wonderful place to work? Our people, of course! Our Registered Nurses answer this special call because they have a fundamental, internal drive to directly help people. In return, we serve, develop and respect...